Firms To Watch: Professional discipline

The principal figures in Astraea Group‘s professional discipline department are James Ramsden KC and fellow-barrister Rory Mulchrone, previously a legal director at Capsticks LLP.

Firms in the Spotlight Professional discipline

Ronald Fletcher Baker LLP

Ronald Fletcher Baker has an established track record of success in even the most complex cases. Litigation and Dispute Resolution has been a focus of the firm since its inception in 1948, and our highly experienced team is widely recognised for its skill in this area. The firm deals with a broad range of commercial …

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Lawlex Solicitors

Lawlex Solicitors logo

Lawlex Solicitors may be A small yet highly focused firm, but its size is its strength. As a focused firm, it thrives on offering highly personalised and strategic legal solutions, particularly in the realm of international arbitration and cross-border disputes amongst other areas. Led by Ruslan Ughrelidze, a Solicitor Advocate with Higher Rights of Audience …

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Professional discipline in London

Blake Morgan LLP

With ‘deep knowledge of cases and the needs of regulators’, Blake Morgan LLP is consistently mandated to act in professional discipline matters involving education, healthcare, accountancy and legal professionals. The team routinely advocates for regulators before Conduct and Competence and Health Committees, as well as before Fitness to Practise Panels and in the High Court. Healthcare sector expert Clare Strickland leads the practice, which includes regulatory group leader Bradley Albuery, who acts for regulators from the healthcare, legal and accountancy sectors, and Graham Miles, who predominantly focuses on fitness to practise matters. The practice further comprises James Danks, who acts for both regulators and respondents in disciplinary proceedings; Delme Griffiths, whose ‘knowledge of regulatory law is encyclopaedic’; and Antonia Dowgray, whose track record encompasses cases for the General Medical Council (GMC), General Dental Council (GDC), and General Pharmaceutical Council (GPhC). Also key are barrister Tania Dosoruth, a former Nursing and Midwifery Council (NMC) senior lawyer; Alison Wood, who has notable healthcare and accountancy sector experience; and Lisa Clark and Sarah Price, who both represent professional regulators in fitness to practise matters.

Practice head(s):

Clare Strickland


Other key lawyers:

Bradley Albuery; Graham Miles; James Danks; Delme Griffiths; Antonia Dowgray; Tania Dosoruth; Alison Wood; Lisa Clark; Sarah Price; Tina Whitman


Testimonials

Leading experience and knowledge of the regulatory/education sector.’

‘All of the lawyers are very good. The very high level of client care sets it apart from many other law firms.’

‘The team has deep knowledge of cases and the needs of regulators, and they are able to deliver very high-quality work on each and every occasion.’

‘Billing is completed very efficiently and the contract makes it very clear exactly how much a case will cost in advance. This is appreciated, as clients are able to budget effectively because of this.’

‘Graham Miles has a huge amount of experience and knowledge of regulatory casework. His level of experience is unsurpassed by any other lawyer. Always available to provide support and advice.’

‘Delme Griffiths’ knowledge of regulatory law is encyclopaedic- for more complicated cases this knowledge is invaluable.’

‘Delme Griffiths is always available, often at very short notice, if complex issues emerge. The advice is always explained in terms that can be easily understood, even when the issues are complex.’

‘Delme Griffiths exhibits a remarkable level of calmness, which is very reassuring to clients.’

Key clients

Nursing and Midwifery Council


Health and Care Professions Council


Solicitors Regulation Authority


General Pharmaceutical Council


Social Care Wales


Education Workforce Council


Teaching Regulation Agency


Work highlights


  • Assisted the General Pharmaceutical Council with conducting a clinical case, which involved serous failures in the management of patients’ prescriptions for controlled drugs.
  • Assisted Social Care Wales with reviewing and updating its suite of applicable rules and guidance, in relation to its investigation and hearing processes.
  • Assisting the Human Fertilisation and Embryology Authority with drafting general directions and procedures, relating to the import and export of gametes and embryos.

Capsticks LLP

Capsticks LLP’s regulatory practice represents health and social care regulators, as well as regulators in the veterinary, equine, legal services, and education sectors. It also acts for police forces in police misconduct matters. Professional regulatory sector head Mark Whiting routinely represents national regulatory bodies; regulatory division leader James Penry-Daveystands out in this area of practice’; Kate Steele currently oversees a substantial fitness to practise caseload; Nicole Curtis is a specialist in healthcare, veterinary, and equine matters; and Mark Rogers heads up the firm’s Solicitors Regulation Authority (SRA) work. The practice also includes the ‘very responsive and thoughtfulIan Brook, an adviser to the SRA; Anna Holdsworth, who acts for the GDC and Health and Care Professions Council (HCPC); Jenny Wood, who leads the division’s NMC work; Keziah Pearson, who is ‘highly regarded by clients and peers alike‘; John Tippett-Cooper, who acts for the SRA in disciplinary cases; and Victoria Sheppard-Jones, who presents cases before the Solicitors Disciplinary Tribunal (SDT) for the SRA. Other experienced figures are Cameron Scott, Michael Collis, Louisa Atkin and David Collins, as well as Louise Culleton, Hannah PilkingtonAdelita Thursby-Pelham, Tamsin Ryder, Louise Wilshire and Amy Wilson.

Practice head(s):

James Penry-Davey; Mark Whiting


Other key lawyers:

Kate Steele; Nicole Curtis; Mark Rogers; Ian Brook; Anna Holdsworth; Jenny Wood; Keziah Pearson; John Tippett-Cooper; Victoria Sheppard-Jones; Cameron Scott; Michael Collis; Louisa Atkin; David Collins; Louise Culleton; Hannah Pilkington; Adelita Thursby-Pelham; Tamsin Ryder; Louise Wilshire; Amy Wilson; Louise Ravenscroft; Shaun Moran; Sophie Sharpe; Nicola Murray-Smith; Sophie Keenan


Testimonials

‘Outstanding in the field of professional regulation. Capsticks is unique within the professional discipline for its extremely wide range of regulator clients across multiple sectors, including healthcare, legal services, education and more.’

‘The firm has a very good reputation for the quality of the work it provides to a number of regulators.’

‘A top-tier team that is extremely highly regarded across the sector for meeting its clients’ needs. Expert in their area and they have a great market presence.’

‘They have unrivalled expertise in SRA work.’

‘Nicole Curtis is an exceptional lawyer and extremely supportive. Her clients, rightly, value her extremely highly. Nicole undertakes a huge amount of work, and she never seems to stop or ever drop the ball.’

‘Ian Brook is very responsive and thoughtful; and Keziah Pearson is a relentlessly hard-working partner, who is highly regarded by clients and peers alike.’

‘James Penry-Davey stands out in this area of practice. Conscientious, hard-working, focused, and with good common sense. A very safe pair of hands.’

‘Jenny Wood – a kind lawyer who wants the best for her client and is solution orientated, offering up pragmatic new ways of working.’

Key clients

Solicitors Regulation Authority


Health and Care Professions Council


Social Work England


General Chiropractic Council


Royal College of Veterinary Surgeons


Farriers Registration Council


Teaching Regulation Agency


General Dental Council


Nursing and Midwifery Council


General Osteopathic Council


Bar Standards Board


General Optical Council


Work highlights


  • Acted for the SRA in disciplinary proceedings against an immigration solicitor, who was alleged to have been recorded by an undercover journalist advising how to obtain fraudulent accountancy evidence in support of a spousal visa.
  • Acted for the Health and Care Professions Council in disciplinary proceedings against a registered paramedic and senior manager at the Trust, who was alleged to have sexually assaulted a junior colleague.
  • Acted for Social Work England in relation to a social worker, who was alleged to have developed a personal relationship with a child in her care.

Clyde & Co

With ‘unrivalled expertise in defending SDT cases’, Clyde & Co acts for large law firms and high-profile partners in high-stakes regulatory investigations and disciplinary matters. The team also represents healthcare professionals in disciplinary proceedings before private hospitals, NHS England and NHS Trusts. The group is further experienced in appealing to the Health, Education and Social Care Chamber of the First Tier Tribunal (HESC), as well as the High Court; and additionally acts for accountancy firms in accountants’ regulatory and disciplinary proceedings. Jane Lang is ‘exceptionally gifted’; Adam Weston represents healthcare professionals in disciplinary cases; Fergal Cathie is notably focused on the law firm sector; James Roberts heads the accountants’ liability, regulatory and disciplinary team; and Richard Harrison leads the global lawyers’ liability, disciplinary, regulatory and investigations department. The practice also features the ‘pragmaticLee Biddle; Tim Crockford, who acts in Financial Reporting Council (FRC) investigations; Niya Phiri, a defender of law firms and legal professionals; and Penrose Foss, who assists with defence-side disciplinary proceedings concerning auditors, accountants, taxation professionals and insolvency practitioners. Other experienced practitioners are Rowena Lewis, Andrew Forsyth, Rebecca Gowling, Jonathan Lawrence, Michael Clark and Laurel Forde, as well as Lesia MacCormack, Stephen Hooper and Ewan Bright.

Practice head(s):

Fergal Cathie; James Roberts; Adam Weston; Jane Lang


Other key lawyers:

Jane Lang; Richard Harrison; Lee Biddle; Tim Crockford; Niya Phiri; Penrose Foss; Rowena Lewis; Andrew Forsyth; Rebecca Gowling; Jonathan Lawrence; Michael Clark; Laurel Forde; Lesia MacCormack; Stephen Hooper; Ewan Bright; Elizabeth Moore; Beth Jenkinson; Siobhan Cardoso Neves; Hannah Merriam; Laura Smith; Maria Vaughan; Clare Cotterill


Testimonials

‘A very good firm that has strength in depth.’

‘Unrivalled expertise in defending SDT cases. They really understand how the SRA works and how to make the Regulator listen.’

‘Has the ability to represent practitioners with professionalism and knowledge. They have a very good reputation in this area of law.’

Kingsley Napley LLP

Kingsley Napley LLP’s defence team covers legal services, accountancy and finance regulations, as well as fire and health and safety-related matters. Appointed regulatory team head in November 2023, Melinka Berridge acts for major regulators from the education and healthcare sectors; Julie Norris assists partners, other legal service providers and UK law firms with investigations and SRA enforcements; Julie Matheson specialises in advising professional services firms, predominantly in the accountancy and built environment sectors; Shannett Thompson has the ‘ability to put nervous clients at ease‘; and Iain Miller and Jessica Clay are praised for their ‘technical expertise, sound client care and tactical acumen’. The practice further comprises Hannah Eales, an adviser to both regulatory bodies and those who appear before them; Laura Ryan, a prosecutor of individuals for regulators; Lucy Williams; who specialises in regulatory law, primarily in the legal and financial sectors; Sarah Atkinson, who acts in range of architectural cases and complex clinical matters; Clare Hastie, who investigates and prepares fitness to practise cases on behalf of regulatory bodies; and the ‘absolute standoutKathryn Sheridan. Other names to note are Charlotte Judd, Ian Ko and Louise Murphy-King. Former regulatory head Nicola Hill departed the firm in March 2024.

Practice head(s):

Melinka Berridge


Other key lawyers:

Julie Norris; Julie Matheson; Shannett Thompson; Iain Miller; Jessica Clay; Hannah Eales; Laura Ryan; Lucy Williams; Sarah Atkinson; Clare Hastie; Kathryn Sheridan; Charlotte Judd; Ian Ko; Louise Murphy-King


Testimonials

‘A go-to firm for solicitors’ regulatory matters. Very knowledgeable, pragmatic and responsive.’

‘The team is exceptional. Knowledgeable, committed, and they go out of their way to assist the client. The team is personable, proactive and informative, ensuring clients are aware of all issues before making key decisions.’

‘Trusted experts in the field of professional discipline. They have such a wide range of expertise in the team that clients can be sure they are getting the best advice and support. They are very approachable and work exceptionally hard to ensure the best results for clients.’

‘Iain Miller is one of the doyens in this area. Very knowledgeable on SRA issues. A pleasure to work with.’

‘Iain Miller and Jessica Clay – technical expertise, sound client care and tactical acumen at a level that few others match anywhere, let alone in such a niche area.’

‘Shannett Thompson is excellent, both in terms of her knowledge and preparation, but also in her ability to put nervous clients at ease.’

‘Kathryn Sheridan is an absolute standout, who is capable of handling the most complex of cases with calm, forensic skills.’

‘Julie Matheson is extremely smart, dynamic and always on top of the detail. However, her key strength lies in understanding people. She takes time to understand what is important to each client, ensuring that they feel supported and listened to.’

Key clients

Construction Industry Council Approved Inspectors Register


The General Dental Council


Intellectual Property Regulation Board


General Optical Council


Teaching Regulation Agency


Education Workforce Council


Work highlights


  • Acting for the Construction Industry Council Approved Inspectors Register on regulatory and public law matters.
  • Assisting the Intellectual Property Regulation Board (IPReg), the legal services regulator of patent and trade mark attorneys in England and Wales, with a tender to review and re-draft IPReg’s full set of rules and regulations.
  • Acting for the senior partner of a law firm, who was subject to proceedings before the SDT, which were a private prosecution brought by a member of the public.

Weightmans LLP

Weightmans LLP‘s ‘exceptional lawyers’ are consistently sought out to represent clients at GMC, GDC and HCPC hearings; and the practice has notable expertise in defending solicitors facing SRA investigations and SDT proceedings. The group also supports law firms during the early stages of complaints. The department further acts in disciplinary proceedings before the Royal Institute of British Architects (RIBA), the Architects Registration Board (ARB), and the Institute of Chartered Accountants in England and Wales (ICAEW); and additionally assists the professional regulators of emerging professions such as approved inspectors, in relation to the Construction Industry Council Approved Inspectors Register (CICAIR). William Childs has ‘great abilities’; Sam FlewAlistair Hewitt and Mike Scherp act in healthcare-related disciplinary investigations; Simon Gomersallalways prepares his cases impeccably’; and Anne Green and Michaela Nicholas represent healthcare professionals in disciplinary matters. The team also showcases litigator Susanna Heley, an expert in professional disciplinary work for solicitors; national health sector practice head Richard Jolly; ‘excellent tactician and lawyerIan Sadler; Nigel West, who specialises in defence work for solicitors; and Sadie O’Reilly, who assists with disciplinary proceedings involving dental and medical practitioners. Tom ThurlowStewart Duffy, Richard Privett are also key team members.

Practice head(s):

Sam Flew; Nigel West; Susanna Heley; Tom Thurlow


Other key lawyers:

Alistair Hewitt; Mike Scherp; Simon Gomersall; Anne Green; Michaela Nicholas; Richard Jolly; Ian Sadler; Sadie O’Reilly; Stewart Duffy; Richard Privett; Mickaela Fox; Michelle Garlick; Richard Palmer; Ricardo Bassani


Testimonials

‘The practice provides a very sincere and clear approach throughout. Always to be recommended to others. Exceptional lawyers at all levels.’

‘A Rolls-Royce firm that has strength in depth. It has the ability to represent practitioners with professionalism and knowledge – they have a very good reputation in this area of law.’

Nigel West is an expert in the area of regulatory work, especially dealing with solicitors. He has written books on the SDT and Solicitors Act. He is very approachable and thorough in taking instructions. Clients will always continue to recommend him. Prepares cases to the highest standards.

Susanna Heley is an excellent advocate, who is very persuasive in her arguments. Has a wealth of case law, and is clear with her points. To be recommended as an advocate before the SDT Tribunal any day.

Ian Sadler is an excellent tactician and lawyer.

Sam Flew is excellent and can see the global picture of a case, and William Childs has a self-deprecating manner that belies his great abilities, particularly with clients.

Simon Gomersall is an excellent and effortless lawyer who always prepares his cases impeccably, and Stewart Duffy has exceptional legal and medical knowledge that always bring an extra advantage to his clients.

‘Tom Thurlow has outstanding knowledge of the sectors in which he practises, and that cut across several legal disciplines (crime, regulatory and public law).’

Key clients

Assent Building Control


Jenkinson Architecture


Turner Architects


Work highlights


  • Acting for an approved inspector in front of its regulator, succeeding in a favourable outcome at the rehearing.
  • Acted for two architects facing unique and challenging actions from the Architects Registration Board, resulting in complete dismissal.
  • Acted for Anna McEntee in proceedings in front of the Governing Council of the Cat Fancy, resulting in complete dismissal of the case.

CMS

CMS, which houses ‘one of the best professional discipline teams in the marketplace’, routinely defends medical practitioners in disciplinary proceedings, on behalf of the MDU and MPS. The 21-strong professional discipline and regulatory team also assists the GPhC and GOC with preparing professional disciplinary cases for hearing. The group further acts for a range of corporate entities from the healthcare, social care and education sectors in professional disciplinary matters. The practice is co-led by ‘true team playerRachel Cooper, who is a specialist in professional discipline and regulatory advisory work in the healthcare, social care and education sectors; and the ‘extremely diligentYvonne Screene, an expert in medical advisory work and defending medical and dental claims. The next line of experienced practitioners includes Katie Clarke, who prosecutes cases for the GOC and GPhC, alongside defending MDU members in disciplinary cases; Nyree Bichard, who acts for the MDU in high-profile matters; and Jennie Dawson, who prosecutes cases for the GOC and GPhC, and defends HCPC registrants and MDU members in disciplinary cases. Natasha Ricioppo left the firm in September 2024.

Practice head(s):

Rachel Cooper; Yvonne Screene


Other key lawyers:

Katie Clarke; Nyree Bichard; Jennie Dawson


Testimonials

‘One of the best professional discipline teams in the marketplace.’

‘All members of the team have extensive knowledge and experience in this practice area.’

‘They are well resourced and work extremely hard at delivering the best results for their clients.’

‘A very professional and impressive firm. In respect of the London office, Yvonne Screene is extremely attentive to clients and of great help at hearings.’

‘Yvonne Screene is extremely diligent and clearly cares enormously for her clients.’

‘Katie Clarke and Rachel Cooper are standout practitioners.’

‘Katie Clarke’s calm, focused and resolute approach to a case can be described as nothing less than exceptional.’

‘Rachel Cooper is a joy to work with – she is a true team player.’ 

Key clients

General Optical Council


Medical Defence Union


General Pharmaceutical Council


Medical Protection Society


Google


Siemens Healthcare


Work highlights


  • Acting for the Medical Defence Union in proceedings brought by the GMC against two senior doctors, arising from the management of Ian Paterson (now disgraced breast surgeon, currently serving a 20-year prison sentence for wounding patients with intent).
  • Acting for the Medical Defence Union in relation to 29 doctors, who were identified as Core Participants in the Infected Blood Inquiry.
  • Acting for the General Pharmaceutical Council in its investigations into complaints made against numerous Registrants, including concerns about sexual misconduct, inappropriate prescribing of controlled drugs, and exporting drugs without appropriate authorisations (among others).

DAC Beachcroft LLP

One of the top professional discipline outfits in the country’, DAC Beachcroft LLP fields experts in matters involving lawyers, accountants, surveyors and medical practitioners. Among the practice’s several experienced practitioners, accountancy service line leader Richard Highleystands out’ for his representation of accountants in Financial Reporting Council and Institute of Chartered Accountants in England and Wales investigations; the ‘excellentRebecca Smith acts for regulated financial professionals, including accountants, actuaries, pensions trustees, and financial advisers; and Claire Hughes-Willliams leads the solicitor regulatory team that defends SRA proceedings against solicitors. Also key to the practice, Catrin Davies acts in professional indemnity claims involving solicitors; Tom Bedford defends solicitors against professional disciplinary investigations and proceedings; and Louise Wiltshire and Susan Trigg both act for healthcare professionals during regulatory investigations. Other names to note are GMC proceedings specialist Christopher Briggs; Caroline Dean, who represents medical practitioners in investigations; Julian Bubb-Humfryes, who is ‘clear partner material’; and fitness to practise expert Claire AndersonTessa Davies and Christian Carr left the firm in January 2024 and June 2023, respectively.

Practice head(s):

Richard Highley; Clare Hughes-Williams; Louise Wiltshire


Other key lawyers:

Rebecca Smith; Catrin Davies; Tom Bedford; Louise Wiltshire; Susan Trigg; Christopher Briggs; Julian Bubb-Humfryes; Claire Anderson; Simon Konsta; Helen Smith


Testimonials

‘This is one of the top professional discipline outfits in the country.’

‘A super-strong professional discipline and professional negligence team that stand out for its detailed knowledge of allegations involving accountancy firms.’

‘Richard Highley stands out.’

Key clients

Aviva


Axis


Travelers


Royal Sun Alliance


QBE


Sompo


Optical Express


Work highlights


  • Acting for an individual auditor in a regulatory investigation brought by the Institute of Chartered Accountants in England and Wales, in relation to the breach of English Football League’s spending rules in 2020-2021.
  • Succeeded in defending a dishonesty allegation brought against a solicitor.

Fieldfisher

Fieldfisher‘s large professional discipline team ‘delivers on the brief and works to a very high standard’. In addition to acting for an array of different regulators across health, sport, surveying, policing, finance and law, the group represents higher education institutions that offer regulated profession-related study courses. Regulatory group co-head Sarah Ellsonknows everything about professional regulation’; and Matthew Lohn has particular experience in healthcare and finance sector-related discipline issues. The practice also comprises Frankie Everitt, an adviser on a range of professional disciplinary, public law and regulatory issues; the ‘very impressiveMartin Sleight, who is a former GMC in-house counsel; and Olivia Rogers, who assists regulatory bodies and businesses with professional discipline matters. Currently on a part-time secondment to the Bar Standards Board, Chloe Williams is ‘an absolute star in the making’.

Practice head(s):

Sarah Ellson


Other key lawyers:

Matthew Lohn; Frankie Everitt; Martin Sleight; Olivia Rogers; Chloe Williams


Testimonials

‘Very experienced and knowledgeable education team.’

‘AAA quality service. Clients really do know that they are dealing with the elite in terms of the legal advice they get.’

‘Fieldfisher delivers on the brief and works to a very high standard.’

‘Matthew Lohn is always a first point of contact when seeking advice, guidance or support. Matthew provides assurance and absolute confidence that clients’ requirements will be met to the highest standard and in the (often short) timescales specified.’

‘Sarah Ellson – knows everything about professional regulation.’

‘A strong regulatory team led by Sarah Ellson, which is very adaptable, easy to communicate with, and rises to the challenge.’

Martin Sleight – very impressive. Prompt, helpful and always right.

‘Chloe Williams is an absolute star in the making, who is very easy to work with.’

Key clients

Bar Standards Board


Architects Registration Board


Solicitors Regulation Authority


Council for Licensed Conveyancers


Human Fertilisation and Embryology Authority


Creative Industries Independent Standards Authority


General Chiropractic Council


Teaching Regulation Agency


General Optical Council


Taxation Disciplinary Board


United Kingdom Council for Psychotherapy


Pharmaceutical Society for Northern Ireland


Society of Trust and Estate Practitioners


Construction Industry Training Board


Institute of Physics & Engineering in Medicine


Register of Clinical Technologists


Work highlights


  • Appointed to undertake an end-to-end review and provide a public report on the operation of the Bar Standards Board Enforcement processes.
  • Newly appointed to advise the Architects Registration Board on a wide range of issues relating to the regulation of architects.
  • Assisting the Pharmaceutical Society of Northern Ireland with training decision makers, drafting new legislation, and governance matters.

Herbert Smith Freehills LLP

With ‘talent in every aspect of professional regulation and discipline’, Herbert Smith Freehills LLP acts for leading professional bodies, as well as firms and individuals, in relation to disciplinary investigations and proceedings. Recent work for the team predominantly involved large-scale financial, accountancy and legal sector-related disciplinary cases. Clients also notably benefit from the team’s leveraging of the firm’s public law expertise. The department is co-led by William Glassey, a ‘top name in the market’, who acts for professional firms and individual professionals in regulatory investigations and disciplinary actions; and ‘superb lawyerAndrew Lidbetter, whose experience covers prosecuting, defending and advising adjudication committees on disciplinary cases, in addition to revising disciplinary schemes. Also key to the group, Nusrat Zar represents accountancy regulators, such as the Financial Reporting Council, the Association of Chartered Certified Accountants, and the Chartered Institute of Management Accountants; Antonia Pegden‘s wide-ranging practice encompasses professional discipline work; and Henry Saunders is a ‘star of the future’.

Practice head(s):

Will Glassey; Andrew Lidbetter


Other key lawyers:

Nusrat Zar; Antonia Pegden; Henry Saunders; Chris Ninan


Testimonials

‘Hugely experienced and well-resourced team.’

‘The team is very strong in this area.’

‘They have a wealth of in-house knowledge and experience, with talent in every aspect of professional regulation and discipline.’

‘Their client-facing skills are enhanced by their own in-house regulatory and disciplinary team, which must be about the very best of the City law firms.’

‘Andrew Lidbetter is a superb lawyer.’

‘Will Glassey and Henry Saunders are both excellent. Very hard-working and with great experience in this area.’

‘Will Glassey – top name in the market, experienced, calm, and tenacious.’

Henry Saunders – a star of the future, fantastic drafting skills, and very incisive.

Work highlights


  • Assisting a former senior equity law partner, in relation to an SRA investigation and subsequent SDT proceedings against him and his law firm, which concerned alleged breaches of money laundering regulations.

Russell-Cooke LLP

With ’broad experience from decades of involvement in professional discipline for a range of professionals‘, Russell-Cooke LLP acts for both professional and regulatory bodies, as well as for regulated individuals and businesses. Sector expertise for the 12-strong team covers finance, legal, health and social care, as well as property and infrastructure. It also has a strong track record in advising the sport, education and charities sectors. The practice is co-led by regulation and public law specialist John Gould; and professional discipline and sports law expert Matt Bosworth, ‘a go-to lawyer for clients with regulatory issues’. The practice further showcases Michael Stacey, who acts for regulatory bodies and individuals, businesses and charities on regulatory and professional disciplinary issues; and Sheetul Sowdagur, whose primary focus is on assisting clients working in the health and social care sectors. Sowdagur also represents teachers, academics, accountants, actuaries, and financial services professionals.

Practice head(s):

John Gould; Matt Bosworth


Other key lawyers:

Michael Stacey; Sheetul Sowdagur


Testimonials

‘Fantastic team of committed and experienced lawyers.’

‘Broad experience from decades of involvement in professional discipline for a range of professionals, in particular solicitors, accountants, auditors and police.’

‘Quietly get on with the work rather than blowing their own trumpet.’

‘A diverse work force.’

‘John Gould and Michael Stacey both have standout knowledge and experience in this area.’

‘Matt Bosworth – determined and tough as nails. A fighter to have in a client’s corner.’

‘Matt Bosworth is a go-to lawyer for clients with regulatory issues. Clients trust Matt implicitly and know that he will work tirelessly to get the best possible outcome.’

‘Sheetul Sowdagur and John Gould both provide legal services fearlessly.’

Key clients

Solicitors Regulation Authority


CILEx Regulation


British Association for Counselling and Psychotherapy


Law Society of England and Wales


Colin Ingram-Moore and Hannah Ingram-Moore


Work highlights


  • Acted for Colin Ingram-Moore and Hannah Ingram-Moore in respect of a statutory inquiry by the Charity Commission into registered charity, The Captain Tom Moore Foundation.
  • Represented various solicitors in relation to Solicitors Regulation Authority investigations concerning allegations of sexual harassment.
  • Acted for a physiotherapist in respect of concurrent criminal, regulatory and disciplinary investigations and proceedings, being conducted by four separate authorities/ professional and regulatory bodies.

Blackfords LLP

Blackfords LLP has notable health and social care sector experience. It also represents serving police and MoD police personnel in misconduct proceedings; acts for solicitors in SRA investigations; and advises football professionals facing sexual abuse allegations of a historic nature. Gary Rubin is ‘one of the leading lights among professional discipline lawyers’; Trevor Francis regularly assists with professional disciplinary hearings; and Gary Bloxsome and Jo Kaucherprovide excellent service to police officers facing regulatory proceedings’. The department further comprises social care expert Philip Williams, while Jennifer Richardson‘s recent caseload includes acting for medical professionals in relation to misconduct allegations.

Practice head(s):

Gary Rubin


Other key lawyers:

Trevor Francis; Gary Bloxsome; Jo Kaucher; Philip Williams; Jennifer Richardson


Testimonials

‘A very strong regulatory team that provides clear, effective advice at all stages of proceedings.’

‘Blackfords offers a wealth of experience, knowledge and expertise in relation to professional discipline.’

The Blackfords professional discipline team is impressive. They work collaboratively with each other, with clients, and with the barristers they instruct – this makes them easy to work with.

‘This is a strong practice that is immensely client focused and results driven.’

‘Gary Rubin is one of the leading lights among professional discipline lawyers. Jo Kaucher goes every mile for her clients.’

‘Gary Rubin is an absolutely outstanding communicator with clients.’

‘Gary Bloxsome and Jo Kaucher provide excellent service to police officers facing regulatory proceedings. Practical, effective and wise.’

Trevor Francis is an excellent team leader.

Work highlights


  • Acted on behalf of a nurse where concerns had been raised regarding her fitness to practise, further to allegations of physically and verbally abusing a patient.|
  • Acted for various clients serving in the Ministry of Defence Police, in relation to allegations of gross misconduct.
  • Acted for a social worker who had allegations levelled against her by Social Work England, as to her level of knowledge, skill and judgement in her role and maintenance of records.

Browne Jacobson LLP

Browne Jacobson LLP has ‘significant experience in investigating and preparing professional discipline matters on behalf of regulators’. The firm’s sizeable government, regulatory and advocacy department has longstanding experience in teaching-related professional discipline matters. It is also a lead provider to the Teaching Regulation Agency, as well as being consistently mandated by the Professional Standards Authority for Health and Social Care. The firm’s in-house barrister team is led by Fiona Butler; Samantha Paxman has notable experience in complex hearings; and Ben Bentley is ‘a very competent professional discipline practitioner’. Promoted to partner in May 2024, Ian Perkins is an education sector expert.

Practice head(s):

Fiona Butler; Ben Bentley


Other key lawyers:

Samantha Paxman; Ian Perkins


Testimonials

‘Browne Jacobson has a very strong team of professional discipline practitioners.’

‘Always someone available to advise 24/7. The advice is always practical, sensible and reassuring.’

‘Very significant experience in investigating and preparing professional discipline matters on behalf of regulators, including the Teaching Regulation Agency.’

‘Fiona Butler and Ben Bentley are strong practitioners, who are proactive and professional in their work.’

‘Ben Bentley is an excellent barrister – a very competent professional discipline practitioner, an effective cross-examiner, and a persuasive speech maker.’

‘Ben Bentley is easy to deal with and has a keen ability to see the wood for the trees.’

‘Ian Perkins is a standout individual who is an outstanding advocate in court – offers reassurance and confidence to clinicians, especially those who need to give evidence in difficult situations.’

‘Ian Perkins has a complete understanding of the law and is able to argue cases extremely effectively.’

Key clients

The Teaching Regulation Agency


Medical Protection Society


The Professional Standards Authority for Health and Social Care


The Independent Parliamentary Standards Authority


The Care Quality Commission


The Pensions Regulator


British Association for Social Workers


Qualification Wales


Hiscox Insurance


Gloucestershire County Council


Capstone Foster Care


Sodexo


DWF

The ‘well-resourced team’ at DWF is well known for acting in professional disciplinary matters across several professions, including medical, legal, actuarial, accountancy, and financial services. Among the group’s several experienced lawyers, healthcare professional specialist Rosie Shapiro ‘has an excellent strategic and tactical grasp of the issues in a case‘;  corporate crime practitioner Euros Jones regularly conducts internal corporate investigations; Harriet Quiney represents a range of professionals before disciplinary bodies; and Matthew Reynolds focuses on solicitor and accountant-related matters. The practice further includes healthcare sector expert Charlotte Ellis, who is an ‘outstandingly hard worker’. Simon Mason left the firm in August 2023.

Practice head(s):

Rosie Shapiro; Euros Jones; Harriet Quiney; Matthew Reynolds


Other key lawyers:

Charlotte Ellis; Claire Notley; James Peacham


Testimonials

‘High level of partner and senior associate engagement.’

‘The team has strengths in healthcare and financial services matters. It is highly solutions driven and gets good results.’

‘Well-resourced team led by the very experienced Rosie Shapiro.’

Key clients

Medical Protection Society


Paragon


Specsavers


HCA


Newline Insurance


Markel Legal Expenses Insurers


Gordons Partnership 2020 Limited

Extremely tenacious in pursuing the interests of clients’, Gordons Partnership 2020 Limited is consistently mandated by major medical defence organisations, corporate bodies and healthcare professionals, including doctors, dentists, nurses, pharmacists, paramedic practitioners, and physician associates, to assist with healthcare regulatory proceedings and healthcare law issues. Richard Creamer is ‘a go-to person’; Susan Hunneyball is a regular adviser to healthcare and social care clients; and Iain Pickering is particularly focused on representing doctors, dentists and pharmacists. Also key to the group, Lily-Rose Lloyd acts for healthcare professionals in investigations before their regulatory bodies; and Brendan Costello, who also maintains a robust healthcare practice.

Practice head(s):

Richard Creamer; Susan Hunneyball; Iain Pickering


Other key lawyers:

Lily Rose Lloyd; Brendan Costello


Testimonials

‘Extremely tenacious in pursuing the interests of clients.’

‘A firm that is growing in its significance and presence in the market.’

‘A very efficient firm with a lot of experience in this area.’

‘Gordons provides a personalised touch to clients. Clients’ experience with them is very positive. Their work and affable mindset ensures a consistent service for all.’

‘Richard Creamer is wise and sensible. A standout partner, who is involved in groundbreaking cases that end up in the textbooks. He has in-depth knowledge and is thorough and totally fearless.’

‘Susan Hunneyball is a force to be reckoned with. Clients will always receive thoroughly prepared and sensible advice, and she has the ability to manage client expectations. Clients know they will have the best opportunity to succeed when she is on a case.’

‘Lily Rose Lloyd is extremely patient and quick.’

‘Brendan Costello is knowledgeable and able to pick things up swiftly and effectively.’

Key clients

National Pharmacy Association


Medical Defence Union


Dental Defence Union


Keoghs LLP

Keoghs LLP‘s ‘expertise in the specialist field of veterinary medicine is second to none’. The 18-strong group also acts for doctors, dentists, nurses, psychologists, and opticians, as well as architects, engineers, surveyors, solicitors, licensed conveyancers, and FCA-regulated professionals such as insurance brokers and financial advisers. The professional and financial risks team is led by Ruth Lawrence, who acts for veterinary and construction professionals; the ‘extremely thorough and highly-capable solicitorSarah Naylor leads the veterinary defence team; healthcare head Sian Davies defends a range of medical practitioners; and Jason Howarth acts for medical practitioners at GMC and GDC hearings.

Practice head(s):

Ruth Lawrence; Sian Davies


Other key lawyers:

Sarah Naylor; Jason Howarth; Graham Taylor; Jonathan Anslow


Testimonials

‘Keoghs have extremely close ties with their professional clients at the Veterinary Defence Society, which enables them to deliver an outstanding service to veterinary surgeons facing disciplinary proceedings. They have substantial experience and knowledge of this field and how the Royal College of Surgeons operates as a regulator. ’

‘They offer everything clients expect from a very large/franchised firm, without losing the personal connection that comes with the dedication to providing services to individuals.’

‘They have excellent resources and very able lawyers.’

Key clients

Veterinary Defence Society


RSA


Beazley


Keystone Law

Keystone Law‘s professional discipline team, which specialises in the defence of healthcare professionals, ‘really knows how to assist clients through the perils of multi-faceted investigations’. Defending doctors, dentists and other healthcare practitioners, whose registration is questioned by healthcare regulatory bodies, Tracy Sell-Peters is ‘the go-to for any issue relating to professional discipline’; and Andrea James is an expert in both professional discipline and healthcare regulatory law. The department further includes the ‘extremely thoroughSharon Buckham, who has notable experience in healthcare regulatory work, while Rebecca Dymott also regularly defends healthcare professionals in regulatory proceedings. Natasha Ricioppo joined the team in September 2024 from CMS.

Other key lawyers:

Tracy Sell-Peters; Andrea James; Sharon Buckham; Rebecca Dymott; Ioana Rugina; Natasha Ricioppo


Testimonials

‘Highly organised and to the point. Having a team respond quickly and efficiently makes them stand out from their competitors. In-depth know-how of professional disciplinary issues, with special expertise in the health sector.’

‘The team knows the sector inside out and really knows how to assist clients through the perils of multi-faceted investigations.’

‘Their technical expertise really stands out, as does their incredible responsiveness. They have a wealth of experience and make the client feel at ease at all times.’ 

‘Tracy Sell-Peters – very comprehensive knowledge of the law and a beautiful way of expressing complex issues with clarity and brevity. The go-to for any issue relating to professional discipline, in particular GMC and inquest matters. She is very thorough in her approach and leaves no stone unturned to achieve the best possible outcome for doctors and surgeons.

‘Tracy Sell-Peters and her team hold a vast wealth of experience and knowledge in the healthcare law sector, working tirelessly to achieve the best outcomes for doctors and surgeons.’

‘Tracy Sell-Peters is outstanding – knowledgeable; dedicated to supporting her clients and highly practical in her advice.’

‘Andrea James is very experienced and takes no nonsense from anyone that potentially prejudices her clients or their interests.’

Sharon Buckham is a very able solicitor. Extremely thorough – one to watch.

Key clients

Hexpress Healthcare


Murdochs Solicitors

Murdochs Solicitors is ‘a go-to firm for solicitor-related professional discipline work’. The practice is experienced in representing both firms and individuals that face SRA investigations and SDT proceedings; and its expertise covers avoiding and challenging SRA intervention, self-reports to the SRA, and appeals to the SDT and the Administrative Court. Andrew Blatt specialises in SRA investigations and SDT proceedings, as well as complex partnership disputes involving misconduct; SRA and SDT expert Robert Forman is ‘absolutely brilliant in this area of regulatory law‘; and Nicholas Trevette is also experienced in solicitors’ discipline and regulation.

Practice head(s):

Andrew Blatt


Other key lawyers:

Robert Forman; Nicholas Trevette


Testimonials

‘A go-to firm for solicitor-related professional discipline work.’

‘The team is highly experienced, gives clear and prompt advice in often very nuanced and sensitive cases, and works as a fantastic extension of clients’ teams.’

‘Robert Forman and Andrew Blatt are both highly experienced and have real insight into what the Regulator will expect to see.’

‘Robert Foreman is absolutely brilliant in this area of regulatory law. There is nothing he does not know and no problem he cannot solve. ’

‘Andrew Blatt and Nicholas Trevette are an absolutely top-class team.’

‘Nicholas Trevette, Andrew Blatt, and their team, provide a brilliantly personal service, and are able to navigate difficulties under sensitive circumstances. Highly personable and reliable.’

‘Both Nicholas Trevette and Andrew Blatt are honest, realistic and understanding.’

‘Nicholas Trevette is of great help for regulatory matters and always on hand to discuss any new or urgent matters.’

Richard Nelson LLP

Able to provide a wide range of specialist legal services to professionals and businesses’, Richard Nelson LLP‘s sector expertise encompasses legal, accountancy, medical and education. The ‘tactically astuteSteve Roberts acts for lawyers during investigations and before regulatory tribunals; Marie Dancer is routinely instructed by the Pharmacists’ Defence Association to defend pharmacists before the GPhC; and veteran practitioner Richard Nelson represents solicitors in SRA investigations, as well as before the SDT. The practice further includes Victoria Rees, who acts for healthcare professionals and teachers; and Sarah-Jane Varley, who ‘has a very firm grip on the procedures and principles’.

Practice head(s):

Steve Roberts; Marie Dancer; Richard Nelson


Other key lawyers:

Victoria Rees; Sarah-Jane Varley


Testimonials

‘Very friendly but clearly know their work inside out. Informal, which allows for clients to relax despite the formality of proceedings and the seriousness of potential outcomes. They get really good results.’

‘Richard Nelson LLP is a key player in the marketplace and able to provide a wide range of specialist legal services to professionals and businesses.’

‘Steve Roberts is very approachable and personable. Happy to be as hands on or as hands off as counsel requires, which is rare and valued. Excellent to work with – tactically astute, with a thorough knowledge of relevant law and procedure. He handles clients with tact and skill, and goes the extra mile to help them.’

‘Steve Roberts is very professional and friendly. He explains everything in detail and spends time listening to concerns. Clients are extremely happy with his work. He deals with cases in a very professional manner and achieves positive outcomes. Definitely recommended to anyone.’

‘Marie Dancer and Victoria Rees are very experienced in healthcare regulatory matters. All their cases are impeccably prepared. They are also very well-organised and instruct counsel in plenty of time ahead of hearings. The quality of the instructions and properly-organised case papers sent to instructed counsel really do make them stand out.’

‘Marie Dancer knows everything there is to know about professional discipline.’

‘Victoria Rees is excellent. Cases are always well-prepared and clients feel really reassured by her. Her instructions are detailed, and she leaves no stone unturned when assessing a client’s case.’

Sarah-Jane Varley is brilliant – excellent with clients and has a very firm grip on the procedures and principles.

RPC

RPC‘s 20-strong professional practices group focuses on regulatory issues concerning legal services, insolvency practitioners, accountants, architects, and healthcare professionals. Its workload covers a range of contentious areas, including internal and regulatory investigations, regulatory reporting obligations, and disciplinary proceedings. The group is co-led by Graham Reid, who ‘lives up to his reputation’; and Robert Morris, who specialises in claims against accountants, financial professionals and insurance brokers. The practice further includes Dorothy Flower, who assists GMC and HCPC-investigated individuals; Davina Given, an expert in financial services and accountancy disciplinary matters; and Tom Wild, who is ‘destined for greatness’.

Practice head(s):

Graham Reid; Robert Morris


Other key lawyers:

Dorothy Flower; Davina Given; Tom Wild; Ben Goodier; Sian Morgan; Rachael Healey; George Smith; Emma Wherry; Eleanor Kilner; Tom Wild; James Davies


Testimonials

‘Hard-working and flexible, always pursuing the client’s objectives. A key player in the field of professional discipline with a very experienced team.’

‘The team has a strong understanding of how disciplinary panels operate and understands the distinctions between preparing cases for disciplinary and litigious contexts.’

‘They are excellent at handling emotional and anxious professional clients, and they are good negotiators.’

‘RPC has a very strong practice in disciplinary matters and is relied on by a number of professional firms. Its experienced team takes complex issues in its stride.’

‘Deep bench strength and excellent technical knowledge. Very supportive and enjoyable to work with.’

‘Graham Reid is well known and well regarded – lives up to his reputation.’

‘Tom Wild is up and coming – extremely thorough. A standout who is destined for greatness.’

‘Emma Wherry is great – very strong knowledge of professional disciplinary work and the rules, procedures and habits of different disciplinary bodies. Cuts instantly to the heart of the issue and identifies weaknesses in cases very quickly.’

Stephensons Solicitors LLP

Stephensons Solicitors LLP‘s ‘first-rate team‘ is best known for defence-side work in the accountancy, healthcare, education, financial services and legal services sectors. The 11-strong team acts for professionals in cases brought by the Association of Chartered Certified Accountants, Institute of Chartered Accountants in England & Wales, GMC, GDC, GPhC, and the Institute & Faculty of Actuaries. The Wigan-based regulatory department is led by Carl Johnson, who is ‘a true veteran of fitness to practice proceedings’; and Laura Hannah is a healthcare sector specialist. At senior associate level, Chloe Parish is developing a niche practice in pharmacy matters.

Practice head(s):

Carl Johnson


Other key lawyers:

Laura Hannah; Chloe Parish


Testimonials

‘A first-rate team with extremely competent support staff.’

‘A complementary range of legal and people skills that enable them to give individual clients the lawyer that understands their needs and reacts best to them.’

‘The team at Stevensons is very professional and has excellent legal knowledge.’

Bates Wells

Bates Wells‘ ‘thorough, diligent and responsive’ team acts for a range of representative bodies, such as Royal Colleges and Institutes, as well as membership organisations with professional discipline functions, including the College of Sexual and Relationship Therapists. The multidisciplinary group also represents leading health and social care bodies, including Social Work England. The practice is led by public and regulatory law specialist Matthew Smith, an April 2023 recruit from Broadfield Law UK LLP. Amrita Hurst departed in July 2023.

Practice head(s):

Matthew Smith


Other key lawyers:

Alistair Williams


Testimonials

‘The team is thorough, diligent and responsive, and provides the legal reassurances clients require.’

‘Alistair Williams is always available when clients need to speak to him, and provides the advice that they need.’

Key clients

Council of the Inns of Court


Social Work England


Work highlights


  • Assisting Social Work England with a number of statutory appeals in both the High Court and County Court, as well as appeals to the Court of Appeal.

Bevan Brittan LLP

Bevan Brittan LLP‘s ‘very impressive’ professional discipline practice acts for a range of legal, accountancy education and healthcare sector professionals. It is also increasingly mandated to represent universities in fitness to practise investigations into students studying vocational degree courses, such as medicine and teaching. The team is headed up by the ‘outstandingDaniel Purcell, who is well known for his representation of professional regulators.  Former practice co-head Melanie Carter departed the firm in June 2024.


Practice head(s):

Daniel Purcell


Testimonials

‘They have a strong background in advising regulators and public sector bodies on the complexities of this area of law.’

‘The regulatory team is very impressive.’

Daniel Purcell brings a vast amount of experience and expertise working for the SRA to regulatory work – a delight to work with.

‘Daniel Purcell – highly personable and skilled solicitor in this area.’

‘Daniel Purcell is outstanding – he is approachable, astute, knowledgeable, experienced and pragmatic.’

Key clients

International Psychoanalytical Association


Chartered Institute of Legal Executives


Public Relations & Communications Association


Brett Wilson LLP

Brett Wilson LLP has ‘carved out its professional discipline reputation through some notable successes’. The team is regularly mandated by solicitors, law firms, doctors, dentists, healthcare professionals and architects to defend disciplinary proceedings and investigations. It also handles student investigations at universities. An expert in defending professionals against disciplinary processes and regulatory investigations, Nick Brett, is ‘an absolute leader in his field’. Criminal law and professional disciplinary practitioner Vicky Lankester was hired from Kingsley Napley LLP in June 2023.

Practice head(s):

Nick Brett


Other key lawyers:

Vicky Lankester


Testimonials

‘A fantastic firm with high-quality work and a brilliant client base. Brett Wilson has carved out its professional discipline reputation through some notable successes.’

‘The team is very well-informed, and it does everything possible to achieve the best outcome possible.’

‘Nick Brett is a go-to solicitor, particularly in matters where the SRA is involved.’

‘Nick Brett is an intelligent and committed solicitor whose energy and effort can make a real difference to clients’ outcomes – an absolute leader in his field and highly experienced.’

‘Nick Brett provides specialist, practical and empathetic advice to individuals in career-challenging situations. Nick is an absolute go-to regulatory specialist when advising regulated individuals.’

‘Vicky Lankester has been a brilliant hire. She has a fantastic way with clients and has helped the firm to continue to grow in this practice area.’

‘Vicky Lankester is a very intelligent lawyer, who is always on her game and engaging with clients. Barristers like to be briefed by Vicky.’

‘Vicky Lankester is excellent for regulatory/professional discipline matters. Vicky is knowledgable, calm and always puts her clients’ interests front and centre of every case. The cases are always very well-prepared and clients are kept up to date.’

Work highlights


  • Acted for a partner at a UK law firm, in a matter referred by the SRA to the SDT that includes an allegation of instructing a junior colleague to send a misleading email to a client.
  • Acted for a dentist facing numerous allegations of sexual misconduct and deficient professional performance in relation to an interim conditions of practice order that was imposed in September 2022.
  • Acting for a member of the April 2023 England national bowls team who is facing allegations of inappropriate messaging with a child before the National Safeguarding Panel.

CM Murray LLP

Specialist employment, partnership, and regulatory law firm CM Murray LLP is known for its advice to law firms, partners and other professional services firms on partnership issues. It is particularly focused on misconduct investigations. The ‘very responsive’ regulatory and professional discipline team is led by Andrew Pavlovic, a ‘go-to lawyer for any professional disciplinary matter’, who has notable expertise in acting for SRA-regulated firms and individuals. Providing key support is Corinne Staves, who advises firms and individual partners on SRA regulation.

Practice head(s):

Andrew Pavlovic


Other key lawyers:

Corinne Staves; David Jones


Testimonials

‘Dependable partner-led support, genuine understanding of clients, and extremely responsive.’

‘Very responsive, knowledgeable and practical. Clients get the benefit of senior, experienced advice.’

‘A very credible offering. Their clients have the feeling of being in safe hands.’

‘Andrew Pavlovic is a very safe pair of hands. He is well versed in all matters of professional discipline, with a particular focus on SRA Regulation.’

‘Andrew Pavlovic is phenomenally knowledgeable about solicitors’ regulation, hard-working, and can get to the heart of issues quickly.’

‘Andrew Pavlovic is calm, authoritative and decisive. The go-to lawyer for any professional disciplinary matter.’

‘Andrew Pavlovic is a creative thinker who is persistent in getting the best result for his clients.’

‘Corinne Staves’ astuteness in delivering the right advice is exceptional. Ably supported by the very bright David Jones, they never let clients down.’

Key clients

Chartered Institute of Management Accountants


aosphere


Cole Khan Solicitors LLP

Delivering ‘an excellent service across the board’, Cole Khan Solicitors LLP‘s professional discipline and regulatory team represents legal, financial services, education, and accountancy and actuarial professionals in disciplinary proceedings brought by regulators and employers. The employment and professional discipline boutique is co-led by Emilie Cole, who routinely acts for professionals in disciplinary and regulatory proceedings; and employment and professional discipline law specialist Shazia Khan, who is ‘quite simply superb at her job’.

Practice head(s):

Shazia Khan; Emilie Cole


Other key lawyers:

Colin Davidson; Sacha Sokhi


Testimonials

An outstanding, cutting-edge equality law firm.’

‘The team is truly seamless. Clients are never left in limbo if one or another is away. They provide an excellent service across the board.’

‘Shazia Khan and Emilie Cole are leaders in their field.’

‘Shazia Khan is one of the most forceful and persistent solicitors around, who will go above and beyond for her clients. Shazia has particular expertise in bringing discrimination claims against professional regulators.’

‘Shazia Khan is outstanding – always to be recommended.’

‘Shazia Khan is quite simply superb at her job. She is very knowledgeable and well-connected in the industry. Excellent.’

Emilie Cole fights fearlessly for clients’ rights. Whatever the difficulties, she will seek to overcome them.’

Emilie Cole is a real details person and can handle large quantities of information with ease.

Key clients

Equality & Human Rights Commission


Work highlights


  • Defending an individual against the General Medical Council’s appeal against a landmark race discrimination claim.
  • Acting for a social worker who was suspended from work for believing that a person cannot change their sex (among others).

Constantine Law Limited

Completely dedicated to obtaining the best possible results for clients’, Constantine Law Limited acts in a range of professional disciplinary sectors, including financial, legal, accountancy and healthcare. The team’s assistance also frequently encompasses criminal and employment law aspects. ‘Without doubt one of the best regulatory lawyers in the country’, Sarah Wallace is especially well known for handling FCA investigations; Jemma Sherwood-Roberts routinely represents individuals facing investigation; and Emmeline Coerkamp defends individuals under investigation for multi-jurisdictional serious fraud offences.

Practice head(s):

Sarah Wallace


Other key lawyers:

Jemma Sherwood-Roberts; Emmeline Coerkamp


Testimonials

‘Friendly and professional firm. Very personal service, and partners are very involved and always available to assist and advise.’

‘All-female team with good, flexible working practices.’

‘Completely dedicated to obtaining the best possible results for clients.’

‘Sarah Wallace is without doubt one of the best regulatory lawyers in the country. She is completely brilliant.’

‘Sarah Wallace – respected across the FS world and a tough and respected opponent.’

‘Sarah Wallace is very approachable and very responsive. Communication is great.’

‘Sarah Wallace’s specialism in FCA regulatory matters is invaluable.’

‘Sarah Wallace and the team she puts together handle matters with impressive professionalism and diligence. Sarah’s decisions and actions are examples of how tasks should be done.’

Hickman & Rose

Hickman & Rose has ‘one of the very best teams for representing those caught up in criminal, regulatory and professional discipline matters’. The team defends lawyers, accountants and financial services-related individuals in SRA, FCA and FRC cases, as well as matters brought by medical professionals’ regulators. Andrew Katzenhas a wonderful track record’; Claire Wallace represents solicitors, barristers and financial services professionals under investigation; Ben Rose defends professional misconduct allegations; and Ross Dixon is experienced in FCA, FRC and SRA work.

Practice head(s):

Andrew Katzen


Other key lawyers:

Claire Wallace; Ross Dixon; Ben Rose; Christopher Houssemayne du Boulay; Tom Bushnell


Testimonials

‘Diverse, forward-thinking and modern. H&R undertakes quality regulatory disciplinary work, particularly SRA investigations and SDT prosecutions.’

‘A firm that offers high-quality advice and representation when defending clients facing professional disciplinary proceedings.’

‘Very good for legal professional discipline work, particularly where there is an overlap with money laundering/potential criminal issues.’

‘Hickman & Rose has one of the very best teams for representing those caught up in criminal, regulatory and professional discipline matters.’

‘Longstanding practitioner Andrew Katzen is a leader in the field. He is an exceptionally dedicated and talented lawyer, who builds on his background in criminal law to advise individuals caught up in a range of regulatory and professional disciplinary matters.’

‘Regulated individuals with a huge amount at stake trust Andrew Katzen with their cases, and he has a wonderful track record in this area.’

‘Claire Wallace – hard-working, easy to work with, and provides robust representation in professional disciplinary proceedings.’

‘Claire Wallace is exceptional. She works hard for her clients and is highly intelligent and forward-thinking.’

Work highlights


  • Acting for Vladimir Bolelyy in a high-profile financial services-related professional discipline case.
  • Acting for humanitarian activist Seán Binder in a professional discipline case that concerns his admission to the Bar.

Howard Kennedy LLP

Howard Kennedy LLP‘s 11-strong team acts for solicitors and law firms in SRA investigations and prosecutions, including assisting with production orders, legal professional privilege and search warrant executions. It also acts for other professional services firms facing professional disciplinary issues, including individuals confronting the threat of disciplinary proceedings. The group is led by business crime and regulatory specialist Ian Ryan, who is ‘a standout practitioner for professional discipline issues’, while Jennifer Harper is experienced in SRA issues.

Practice head(s):

Ian Ryan


Other key lawyers:

Jennifer Harper


Testimonials

‘Ian Ryan is a standout practitioner for professional discipline issues. He achieves considerable success during early engagement with regulators, bringing investigations to a successful early conclusion for his clients.’

‘Great team, led by Ian Ryan. Clients are huge fans. Ian is very knowledgeable, discreet and incredibly pragmatic.’

‘Ian Ryan is a very experienced practitioner who brings his experience to bear on complex situations.’

Ian Ryan clearly knows his stuff – he provides practical strategic advice and makes clients feel like they are in good hands.

Ian Ryan is technically excellent and also very commercial in his advice. Very responsive also. Recommended to others who need regulatory advice.

Ian Ryan is excellent. Very good technically, and also very commercial in his advice and experienced in SRA/regulatory matters.

McCormicks

McCormicks has a strong market reputation for football-related disciplinary and regulatory work. The 24-member team, which is ‘commercially pragmatic and solution focused’, also handles defence-side SRA investigations and SDT work, as well as NPA matters. The practice is co-led by renowned sports law specialist Peter McCormick OBE and Peter Minnikin, who acts in disciplinary work involving medical practitioners and physiotherapists. The group also includes David Birks, who leads the firm’s commercial disputes and sports litigation team.

Practice head(s):

Peter McCormick OBE; Peter Minnikin


Other key lawyers:

David Birks


Testimonials

‘The team is commercially pragmatic and solution focused, and it achieves the required outcome.’

Key clients

National Pharmacy Association


The Premier League


Professional Game Match Officials


Leeds United FC


Sport Resolutions (UK)


Yorkshire Agricultural Society


Solicitors Indemnity Fund


Liverpool FC


CEDR


IDRS


Wycombe Wanderers FC


Alec Graham


Work highlights


  • Representing solicitors and firms of solicitors that are the subject of investigations and/or subsequent prosecutions by the SRA.
  • Acting for the National Pharmacy Association in relation to professional investigations and disciplinary proceedings.
  • Acting for the Premier League in professional disciplinary matters.