Banking & Finance, Capital Markets

Andrea Huber is a Partner and member of Pestalozzi’s Financial Services Group specialising in banking and regulatory matters including FinSA and FinIA, asset management/investment funds, fintech, capital market transactions, compliance and white-collar crime. She regularly represents clients in proceedings before the Swiss Financial Market Supervisory Authority FINMA, the SIX Swiss Exchange and the CDB Supervisory Board (VSB Aufsichtskommission).

Andrea advises banks, asset managers, securities firms, investment companies and other financial services providers on all regulatory and legal aspects of their business operations, organisation and products and assists them in obtaining regulatory licenses and approvals. She advises on and establishes investment/private equity structures as well as banking and asset management services and products, serving both institutional and retail clients. She also advises fund management companies, promoters, investment banks and distributors with respect to the structuring, listing and offering of funds and structured products. In addition, Andrea provides advice on issues of institutional governance, stock exchange disclosure rules, market conduct law, regulatory compliance, KYC and AML.