Region Area

Lawyers

Keith Waine

Keith Waine

Work Department

Financial Regulation

Position

Partner, Head of Department

Career

Keith is Head of Financial Regulation team. He specialises in financial services regulation and provides advice to domestic and international clients on a wide range of regulatory issues, including structuring, licensing, prudential requirements and sectoral conduct of business rules.

Keith's clients include broker-dealers, wealth and asset managers, private equity firms, insurers, banks, non-bank lenders, payments firms, funds service providers, and crypto-asset issuers and service providers. He has 25 years' experience, including 10 years working in-house at two leading international banks and as co-founder of an alternative mortgage lender, and 8 years in London at a 'magic circle' law firm.

Keith is a Licentiate of the Compliance Institute of Ireland and is a frequent author and speaker on financial regulatory topics.

Education

Solicitor qualified in Ireland and in England in Wales BCL, University College Dublin LLM (European Law), University College Dublin Licentiate of the Compliance Institute

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