Mr Andrew Procter > Herbert Smith Freehills LLP > London, England > Lawyer Profile
Herbert Smith Freehills LLP Offices
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EXCHANGE HOUSE
PRIMROSE STREET
LONDON
EC2A 2EG
England
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Mr Andrew Procter
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Work Department
Financial Services Regulatory
Position
Consultant
Career
Andrew is a financial services and risk expert.
He advises multinational clients on their most important strategic regulatory and risk issues with uniquely strategic judgement drawn from leadership roles in regulators, inhouse and private practice.
As part of the Financial Services Regulation team which is top tier-ranked by International Financial Law Review, Andrew helps regulated clients to navigate their complex and rapidly-changing world.
He works with clients on establishing governance, compliance and legal risk frameworks, implementing new regulation, mapping senior manager responsibilities, and conducting external and internal investigations.
Andrew’s senior in-house and regulator roles include:
- Global Head of Compliance, Government and Regulatory Affairs at Deutsche Bank
- Director of Enforcement at the UK Financial Services Authority
- Executive Director of the Intermediaries and Investment Products Division at the Hong Kong Securities and Futures Commission
- Head of Enforcement at the Australian Securities Commission
He has been involved in the development of regulatory policy at a global and European level including as a member of:
- European Banking Authority Stakeholder Group
- EC Group of Experts in Banking Issues
- CESR MiFID Level 3 Consultative Working Group
- EC European Securities Markets Experts Group
- FSF Working Group on the Implementation of Financial Markets Principles and Standards
- Committee on Implementation of IOSCO Objectives and Principles of Securities Regulation
Education
Andrew graduated from the University of Adelaide and joined Herbert Smith Freehills in 2014.
Lawyer Rankings
London > Corporate and commercial > Financial services: contentious
Herbert Smith Freehills LLP‘s client roster comprises many of the best known financial institutions across the globe. Operational resilience, consumer duties and market disclosures are just some of the core areas of focus for the firm. Lauded expert Jenny Stainsby heads up the global financial services regulatory offering, with Hywel Jenkins taking the lead in London. The team has ‘seen it all before from both sides‘, and fields numerous practitioners with experience working for major domestic and overseas regulators, including Karen Anderson. Chris Ninan primarily acts on FCA and PRA enforcement actions, while Susannah Cogman
operates at the intersection between regulatory obligations and criminal law. Andrew Procter now acts as a consultant for the department. In other team news, Jon Ford made partner in May 2023.
Lawyer Rankings
Top Tier Firm Rankings
- Public sector > Administrative and public law
- Dispute resolution > Banking litigation: investment and retail
- Dispute resolution > Commercial litigation: premium
- Real estate > Commercial property: corporate occupiers
- Real estate > Commercial property: development
- Real estate > Commercial property: investment
- Dispute resolution > Competition litigation
- Real estate > Construction: non-contentious
- Risk advisory > Corporate governance
- Industry focus > Emerging markets
- Employment > Employee share schemes
- Employment > Employers
- Corporate and commercial > EU and competition: trade, WTO anti-dumping and customs
- Corporate and commercial > Financial services: contentious
- Crime, fraud and licensing > Fraud: civil
- TMT (technology, media and telecoms) > Reputation management
- Projects, energy and natural resources > Infrastructure: Project finance and development
- Insurance > Insurance litigation: for policyholders
- Dispute resolution > International arbitration
- TMT (technology, media and telecoms) > IT and telecoms
- Investment fund formation and management > Listed funds
- Projects, energy and natural resources > Mining and minerals
- Projects, energy and natural resources > Oil and gas
- Corporate and commercial > Partnership
- Real estate > Planning
- Projects, energy and natural resources > Power (including electricity, nuclear and renewables)
- Insurance > Product liability: defendant
- Insurance > Professional negligence
- Transport > Rail
- Risk advisory > Regulatory investigations and corporate crime (advice to corporates)
- Dispute resolution > Tax litigation and investigations
- Industry focus > TMT
- Projects, energy and natural resources > Water
Firm Rankings
- Transport > Aviation
- Finance > Bank lending: investment grade debt and syndicated loans
- Real estate > Construction: contentious
- Private client > Contentious trusts and probate
- Finance > Debt capital markets
- Corporate and commercial > Equity capital markets – mid-large cap
- Corporate and commercial > EU and competition
- TMT (technology, media and telecoms) > Fintech
- Employment > Health and safety
- Projects, energy and natural resources > Infrastructure: M&A and acquisition financing
- Insurance > Insurance and reinsurance litigation
- Insurance > Insurance: corporate and regulatory
- TMT (technology, media and telecoms) > Intellectual property: patents (contentious and non-contentious)
- TMT (technology, media and telecoms) > Intellectual property: trade marks, copyright and design
- Industry focus > Life sciences and healthcare
- Corporate and commercial > M&A: Upper Mid-Market And Premium Deals, £750m+
- TMT (technology, media and telecoms) > Media: Advertising & marketing
- TMT (technology, media and telecoms) > Media: Digital content & social
- TMT (technology, media and telecoms) > Media: Film & TV
- Employment > Pensions (non-contentious)
- Employment > Pensions: dispute resolution
- Dispute resolution > Professional discipline
- Real estate > Property finance
- Real estate > Property litigation
- Dispute resolution > Public international law
- Finance > Securitisation
- Corporate and commercial > VAT and indirect tax
- Private client > Charities and not-for-profit
- Corporate and commercial > Commercial contracts
- Corporate and commercial > Corporate tax
- Risk advisory > Data protection, privacy and cybersecurity
- Finance > Derivatives and structured products
- Real estate > Environment
- Corporate and commercial > Financial services: non-contentious/regulatory
- Insurance > Personal injury: defendant
- Investment fund formation and management > Real estate funds
- Finance > Trade finance
- Finance > Corporate restructuring & insolvency
- Crime, fraud and licensing > Fraud: white-collar crime (advice to individuals)
- Private client > Personal tax, trusts and probate
- Corporate and commercial > Private equity: transactions - mid-market deals (up to £250m)
- TMT (technology, media and telecoms) > Reputation management
- Industry focus > Retail and consumer
- Finance > Acquisition finance
- Investment fund formation and management > Private funds
- Corporate and commercial > Venture capital