Stephenson Harwood

Commercial litigation

Alan has acted in relation to some of the most high-profile and complex multi-jurisdictional investigations commenced by regulatory and criminal enforcement agencies in the UK, USA, Europe, and Asia. He regularly advises financial institutions and corporates on regulatory and criminal-law compliance, internal investigations and interactions with regulators.

Alan is a partner in the regulatory litigation practice group. He advises corporate entities and individuals in the context of regulatory and criminal investigations, commenced by agencies such as the Serious Fraud Office ("SFO") and Financial Conduct Authority ("FCA").  He also assists corporates and individuals in relation to the conduct of, and responses to, internal investigations.

Alan's work regularly involves allegations of misconduct on financial markets. Recently, he has advised a number of individuals in the context of investigations into suspected market abuse on a diverse array of international markets, including equity, debt and commodities markets. He has also advised firms and exchanges on detecting and preventing market misconduct.

Alan represented a number of individuals in relation to the global LIBOR and foreign exchange (FX / forex) investigations, including both individuals who were the subject of regulatory and criminal allegations of market misconduct and senior managers investigated by regulators for alleged oversight failures.

Alan is one of a very small number of lawyers who has successfully represented a senior trader at a major investment bank at trial. He has also been instructed to advise corporates and individuals in providing assistance to agencies including the SFO, FCA, Prudential Regulation Authority ("PRA"), Commodity Futures Trading Commission ("CFTC") and other US authorities.

Much of Alan's work has a significant international dimension. He regularly advises corporate clients and financial institutions, including banks and asset managers, on matters that may have an impact, regulatory or otherwise, in more than one jurisdiction. Alan writes regularly in the legal and mainstream press and speaks at a number of industry conferences, both in the UK and internationally.