Brad Shiffman

Mergers & Acquisitions

Brad Shiffman is an accomplished attorney who concentrates his practice in the areas of securities and corporate law. Mr. Shiffman’s clients find that his accounting background has helped him identify, analyze, and better assist them in structuring transactions with complex accounting issues and with handling these issues as they arise. He has particular experience in the representation of issuers, underwriters and placement agents in connection with public and private securities offerings, including:

IPOs and follow-on public offerings PIPEs and registered direct offerings SPACs and other structured blank-check offerings Baby bond offerings Perpetual and term preferred stock offerings At-the-market offerings Rights offerings

Mr. Shiffman also advises clients in structuring, negotiating, and completing venture capital investments, SEC reporting and corporate law and governance matters.

Mr. Shiffman has extensive experience advising investment banks in all steps of a capital markets transaction, from drafting, reviewing and negotiating engagement and retention letters, placement agent agreements, underwriting agreements, agreements among underwriters, selected dealer agreements and other syndicate documents, to advising on SEC and FINRA disclosure and regulatory issues and exchange listing issues. For more information about Mr. Shiffman, please click here to view his full biography