Rosemarie Paul specializes in UK financial regulatory matters, with a particular focus on regulatory investigations and enforcement proceedings involving the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA).

Rosemarie has a detailed understanding of the regulators’ supervisory process. She assists clients in anticipating and addressing issues that arise under the UK regulatory framework and is able to identify how the FCA and PRA regulatory requirements will affect her clients. She is also experienced in cross border investigations.

Rosemarie provides assistance to her clients in a number of areas, including:

• FCA/PRA investigations and enforcement

• Regulatory Decisions Committee Hearings

• Upper Tribunal Hearings

• interviews

• FCA thematic reviews

• information requests

• cross border investigations