Government Investigations, Enforcement, and Compliance

Daniel T. Chaudoin - Partner | Winston & Strawn

Dan is a former Assistant Director of the United States Securities and Exchange Commission (SEC) and has decades of experience representing financial institutions, public companies, and individuals in high-profile investigations regarding federal securities laws and consumer protection laws.

Dan’s practice focuses on representing financial institutions in investigations regarding federal securities laws, consumer protection laws, and unfair and deceptive trade practices. He regularly appears before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the Consumer Financial Protection Bureau (CFPB).