Government Investigations, Enforcement, and Compliance

Mandel, Caitlin | Winston & Strawn

Caitlin Mandel is an experienced defense attorney who focuses her practice on representing clients, both corporate and individual, in investigations and enforcement actions before the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Congress, and the Consumer Financial Protection Bureau (CFPB), among others. Caitlin has many years of experience counseling her financial institution clients with regard to compliance with securities and consumer protection laws and regulations.