Corporate Transactions & Securities/Investment Management/Interval Funds/Privacy & Cybersecurity/ETF Practice

Andrew is a partner in the firm’s Corporate Transactions & Securities and Investment Management practice groups. With more than 15 years of in-house industry experience, most recently as senior vice president and counsel for a global investment management firm, he has a keen understanding and appreciation of issues from the investment manager’s perspective.

Andrew has extensive experience in providing ongoing representation of and advice to open-end investment companies, exchange-traded funds (ETFs), interval funds and their independent directors/trustees. His experience also includes advising on the full range of securities and compliance issues related to fund development and structuring, investment management agreements, third-party service agreements, corporate governance, fund mergers and acquisitions involving investment advisers. Having served in the role of privacy officer, he also gained valuable experience with data privacy and information security issues.

Andrew is licensed to practice in Ohio and New York.

Fordham University School of Law, J.D. Fordham University, B.A.