Financial Regulation, Regulatory Enforcement & White Collar, Litigation, Dispute Resolution & Risk Management

Steven Gatti specializes in regulatory enforcement proceedings before the U.S. Securities and Exchange Commission and other securities regulators, and in other regulatory matters within the financial services sector, including internal investigations.

Steve advises multi-national broker-dealers, asset managers, and other financial services companies with respect to financial markets and trading regulation, compliance, the development of new products, and financial institution mergers and acquisitions.

The George Washington University Law School (JD) 1995, College of William and Mary (B.A., History), 1990