Infini Legal and Compliance team – GC Powerlist
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Hong Kong Teams 2023

Financials

Infini Legal and Compliance team

| Infini Capital Management

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Hong Kong Teams 2023

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Infini Capital Management

Team size: Three

Key team members: Cora Ang (general counsel and chief compliance officer), Stephen Lukow and Kate Leung

What are the most significant cases or transactions that your legal team has recently been involved in?

We provide a repertoire of services designed to fortify the legal and compliance foundations of our operations and drive growth in the following areas:

Regulatory Mastery: Armed with extensive knowledge of financial laws and regulations across jurisdictions, our legal team has focused on advising and navigating our business through intricate compliance requirements, particularly as portfolio managers and employees have trended towards remote working in the post-pandemic environment.

Risk Guardianship: We have taken an active role in developing and implementing robust strategies to safeguard the fund, investors and key stakeholders from any potential legal pitfalls.

Policy Building: Ensuring our fund’s operations adhere to the highest legal and ethical standard by continuously updating and establishing policies that foster a culture of integrity, transparency and accountability.

Compliance Adherence: Working closely with our portfolio managers, the team provides realtime guidance on regulatory matters, ensuring our investment activities remain compliant, strategic and optimised for success; and

Regulatory Liaisons: Engaging in effective dialogue and building strong relationships with regulators, all the while ensuring that our business interests are well-represented in the regulatory area.

Can you sum up the team culture in one sentence?

Dynamic, agile, and dedicated to supporting and fostering long-lasting relationships with the business and stakeholders.

Collaboration is the cornerstone of our legal ethos. Our team thrives on cross-functional partnerships, seamlessly integrating with portfolio managers, traders, and executives. To achieve this, we foster a culture of trust and transparency, where communication is paramount. Infini’s legal and compliance team is known for its approachability, actively engaging with stakeholders to provide guidance, addressing concerns and instilling confidence. We are the trusted advisors, offering strategic insights and practical solutions that align with our fund’s goal and investor expectations.

Apart from legal matters, has the team worked on other company initiatives?

Our legal and compliance team is committed to promoting diversity and inclusion in all aspects of our hedge fund’s operations. We recognise that diverse perspectives and experiences foster innovation, enhance decision-making, and drive superior outcomes. Therefore, we actively ensure that our recruitment process is free from bias and supports equal opportunity. We continue to be on the lookout for talent with diverse backgrounds, experiences, and legal specialisations.

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