Global banks and financial institutions instruct Ashurst for contentious and non-contentious regulatory matters across the whole gamut of financial services regulatory work. Remediation programs, payments mandates, regulatory investigations and the implementation of new regulatory regimes are all areas of strength, with the team also well regarded for its work related to market infrastructure, digital assets and superannuation. Team head Corey McHattan frequently assists investment and trading banks with issues such as enforcement control transactions, while the implementation of remediation programs stands out as an area of activity for Jonathan Gordon. Narelle Smythe‘s portfolio of work includes advising on M&A transactions in the financial sector. Hong-Viet Nguyen is a key contact for mandates with a consumer credit element, while the Brisbane-based Samantha Carroll is well versed in the implementation of product suitability reforms. Nicky Thiyavuikan is another name to note. Unless otherwise stated all mentioned lawyers are based in Sydney.
Testimonials
Collated independently by Legal 500 research team.
‘This practice distinguishes themselves through a unique blend of expert knowledge, adaptability and client-focused collaboration.’
‘Samantha Carroll truly distinguishes herself from competitors through the granularity and precision of her advice, always informed by careful consideration and thorough analysis.'
Key clients
- Allied Credit
- CommSec
Work highlights
- Acted for Mercy Super on its application to the Supreme Court of Queensland to resolve the issue of whether State based secret commission laws can apply to successor fund transfers.
- Advised ANZ on its agreed acquisition of 100% of Suncorp Bank from Suncorp Group Limited, via the acquisition of 100% of the shares in SBGH Limited.