Appleby

The regulatory and compliance team at Appleby covers essential aspects of business and financial services regulation, encompassing compliance, corporate governance, and regulatory and risk advisory services. Within these domains, handling both contentious and non-contentious matters, the team provides regular counsel on ATF compliance, anti-money laundering, terrorist financing risks, sanctions regimes, and license approvals. Co-heading the practice is Sally Penrose, who advises financial institutions, global corporations, and professional public bodies on a wide spectrum of regulatory and licensing issues, with specific expertise in economic substance matters. Her counterpart, John Wasty, brings extensive experience in corporate governance and sanctions-related issues.