Kramer Levin Naftalis & Frankel LLP's team has a strong knowledge of the financial services and asset management field and is routinely entrusted by asset management companies in AMF disciplinary proceedings. The team also acts for clients facing AMF stock-market breach investigations. The practice is jointly headed by financial regulatory experts Hubert de Vauplane and Hugues Bouchetemble.
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Key clients
- ANACOFI-CIF
- INOCAP GESTION
- SIGMA GESTION
- SMARTBOX
- SLIMPAY
- Van Tilborg Trading BV
- Union Financière de France Banque (UFF)
- SWISSLIFE GESTION PRIVEE
- UBS
Work highlights
- Representing Union Financière de France Banque in one hundred summonses issued against it in connection with the marketing of financial products.
- Represented the national trade association “ANACOFI-CIF” before the AMF Sanctions Committee.
- Represented UBS in dealing with pre-litigation files against the regulator relating to certain banking prudential regulations.
Practice head
The lawyer(s) leading their teams.
Hubert de Vauplane, Hugues Bouchetemble