Drawing upon 'vast experience in the financial sector', King & Wood Mallesons is able to 'provide tailored, relevant advice' to both traditional financial services entities, as well as a myriad fintech entities. Minny Siu has 'deeply impressive' knowledge of Hong Kong's regulatory landscape and has been immersed, from both a policy perspective (for industry working groups and committees) and directly for individual clients adapting to changes brought about as a consequence of Hong Kong's transformation into an e-Smart City. This has manifested itself in a raft of work for banks and fintech clients in relation to their digital assets strategy, applying for virtual bank licenses, and other ad-hoc mandates, including as it relates to derivatives/structured finance transactions. An 'experienced practitioner par excellence', team head Richard Mazzochi leverages excellent ties with key regulators, including HKMA and SFC, to good effect for international and local clients launching new products on licensing issues and in relation to transactions in the sector. Other key practitioners include Cindy Shek, who has deep and broad regulatory knowledge within the asset management and insurance sectors, and Andrew Fei, who has established particular expertise in relation to derivatives-related regulatory matters.

Legal 500 Editorial commentary

Testimonials

Collated independently by Legal 500 research team.

  • 'Vast experience in the financial sector including regulatory engagement and advice. This coupled with extensive knowledge of background, trends and issues within the financial sector enables the firm to provide tailored, relevant advice with a minimum of fuss.'
  • 'The team is responsive and has excellent business acumen.'
  • 'They have good problem solving skills and are able to provide practical solutions.'
  • 'Richard Mazzochi is an experienced practitioner par excellence. He is readily accessible and his advice is always to point and he works in a collegiate manner.'
  • 'Minny Siu's understanding of the regulatory landscape in Hong Kong is deeply impressive.'

Key clients

  • Lianlian International Company Limited
  • Ferretti S.p.A.
  • Mizuho Bank, Ltd.
  • China CITIC Bank International
  • Hang Seng Bank
  • CITIC Securities Brokerage (HK) Limited
  • UBS
  • ZA Bank
  • Airstar Bank
  • China Construction Bank (Asia)

Work highlights

  • Advising Mizuho Bank on complex regulatory issues relating to the offering of sustainability-linked derivatives in Hong Kong.
  • Advising a leading virtual bank on the launch of its mutual funds product, which will include portfolio construction and single-funds trading capabilities.
  • Acted as the local counsel for the first, second and third issuances of insurance linked securities in Hong Kong.

Lawyers

Hall of Fame
The lawyers at the very top of the profession, widely known and respected by peers and clients for their longstanding involvement in market-leading work.

Practice head

The lawyer(s) leading their teams.

Richard Mazzochi

Other key lawyers

Minny Siu, Cindy Shek, Andrew Fei, Barbara Chiu, Rachel Yu, Agnes Chan