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Well-versed in the underlying regulatory framework underpinning traditional buy and sell-side financial services, and fintech entities, and also able to access a number of top-notch litigators, Davis Polk & Wardwell LLP provides a comprehensive service to a myriad international/regional clients, both from a contentious and non-contentious perspective. This cohesive approach ensures that clients are well-served from a risk management/compliance perspective by dint of the firm’s knowledge of regulator enforcement appetite/ensuing litigation, having also been involved in many of the major Hong Kong and pan-Asian mandates in the market. The team, which is co-headed by Martin Rogers and James Wadham, is also highly skilled at advising Chinese listed companies (or their underwriting banks) in relation to US SEC investigations, in part a corollary of the firm’s market-leading capital markets offering. Dual Hong Kong and New York-law qualified counsel Joshua Friedman excels at handling cross-border regulatory enforcement actions including those with a nexus to the US.

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