Leveraging the firm’s banking and finance offering, as well as the firm’s broader litigation function, Deacons assists financial institutions with standalone advisory work, transactional-related regulatory advice, and regulatory investigations/enforcement actions, and private litigation. Team head Jeremy Lam provides ‘clear and direct’ advice across a range of regulatory issues for private and retail funds including in relation to establishment and licensing with the SFC, and ongoing compliance issues. As part of his wide-ranging commercial litigation offering, Joseph Kwan regularly defends clients in regulatory investigations by the SFC, HKMA and HKSE.
Testimonials
Collated independently by Legal 500 research team.
- 'They understand market trends and closely track regulatory developments.'
- 'Jeremy Lam provides clear and direct advice.'
Work highlights
- Assisting a leading investment firm with obtaining substantial shareholder approval for a potential listing project of $2bn.
- Assisting leading MPF providers with their transition to the new eMPF platform as required by the MPFA.
- Advising major trustee entities owned by global banking institutions on the new SFC corporate licence (known as type 13 regulated activity) for depositaries of retail funds.
Lawyers
Practice head
The lawyer(s) leading their teams.
Jeremy Lam