East Asia - Hong Kong

Clifford Chance

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Clifford Chance is a popular choice among a stellar roster of banking and funds clients to advise on a myriad of regulatory issues, both on a standalone basis as well as in the context of transactional work. In this context, not only is the firm able to call upon market-leading product experts who act on the front end of deals, but also core regulatory experts who are at the cutting edge of developments in the market. Although it does handle purely domestic work, many of the mandates handled by the team have a cross-border complexion, where the firm is particularly well-suited to act by virtue of its ability to work alongside colleagues with product and regulatory expertise in key global offices, including in the US, UK and Europe. Rocky Mui handles non-contentious matters, both in relation to conventional funds/banking regulatory matters as well as within the fintech space – a sector which he has particular expertise and insight. Donna Wacker heads up the overarching APAC financial regulatory group and specialises in contentious mandates including enforcement actions and internal investigations. Financial services luminary Mark Shipman retired in May 2023.

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Lawyers

Leading individuals

Donna Wacker

Donna Wacker

Clifford Chance LLP

Donna Wacker is the Head of contentious regulatory and contentious insolvency in Hong Kong, and a core partner in the Asia Regulatory Group. Admitted in Hong Kong, Australia and England & Wales, Donna has more than 20 years experience in Asia, advising on contentious and advisory regulatory matters and complex litigation with an emphasis on the financial services industry. Donna's experience extends across advising banks, alternative investment funds, brokerages and listed companies in a wide range of regulatory matters and investigations by regulators across Asia, including investigations into insider dealing and market manipulation, short selling and position reporting.

Next Generation Partners

Rocky Mui

Rocky Mui

Clifford Chance LLP

Rocky Mui focuses on transactional funds and regulatory advisory practice. He specialises in fund establishment, authorisation of funds, licensing and regulatory advice, PRC investment programs (QFI/Stock Connect/Bond Connect/CIBM Direct Access), cross-border mergers & acquisitions and general corporate related work. Rocky also focuses on Tech / Fintech and has developed expertise in cryptocurrency/blockchain related matters.

Practice head

The lawyer(s) leading their teams.

Donna Wacker, Matthias Feldmann, Rocky Mui

Other key lawyers

Francis Edwards, Terry Yang, Jonathan Wong, Michael Wang, Andre Da Roza