England - London • Investment fund formation and management

Simmons & Simmons

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Simmons & Simmons‘ funds practice advises managers overseeing a range of fund structures, including UCITS, NURS and the newly approved LTAF, assisting with the structuring and restructuring of funds and providing support for ongoing fund operations. On the regulatory front, the team advises on a myriad of regimes in the UK and Europe, including setting funds up to be sold across borders and providing guidance on marketing rules. Penny Miller leads the team, with her practice focused on regulatory issues concerning both products and governance within asset managers, while also spearheading the practice’s ESG efforts. Neil Simmonds and Mahrie Webb both advise asset managers on the formation and launch of fund structures and associated regulatory matters, while Catherine Weeks acts for clients seeking to establish cross-border operations, advising on SFDR and SMCR requirements and outsourcing issues.

Legal 500 Editorial commentary

Testimonials

Collated independently by Legal 500 research team.

  • 'The team was instrumental in helping navigate the regulatory complexities of setting up UK's first long term asset fund structure. Their ability to turn around documents and advice in short order was instrumental to the product's success and it was reassuring to have them on board.'
  • 'John Dooley and Dom Buxton were always available to provide advice on the new LTAF structure and could be relied upon to meet the short turn-around requirements of the regulator. Their input and expertise were invaluable.'

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Key clients

  • BlackRock Investment Management (UK) Limited/BlackRock Fund Managers Limited
  • Man Fund Management UK Limited/Man Group

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Work highlights

  • Advised Schroders on the launch of a new umbrella OEIC and its first climate focused sub-fund.
  • Advised Waystone on all aspects of the establishment and authorisation of WS Lyrical Value Funds (UK) ICVC and its sub-fund WS Lyrical U.S. Value Equity Strategy Fund.

Abbreviated data is displayed for this firm.