Mr. Kini advises on a wide range of regulatory and transactional issues. For example, he has: represented large financial services firms in transactional matters, including to secure regulatory approvals for transactions from U.S. federal and state bank regulatory agencies and to develop compliance frameworks for various business combinations; counseled banks, securities firms, insurers and asset managers in a broad range of regulatory and compliance issues, ranging from the Volcker Rule to affiliate transactions, anti-money laundering, economic sanctions and data privacy/security; represented clients in adversarial proceedings before the federal bank regulatory agencies and the Office of Foreign Assets Control (OFAC), including in investigations, enforcement proceedings and adverse examination contexts; and advised clients on regulatory and compliance issues arising out of cross-border transactions and outsourcing arrangements, including with respect to sanctions and money laundering issues. In the context of these matters, Mr. Kini has led internal fact investigations of clients (involving allegations of data breaches/fraud, money laundering and sanctions compliance issues) and advised clients on compliance governance and structuring. He also has briefed senior business decision-makers and boards of directors, based in the United States and abroad, on important regulatory, enforcement and investigations matters. Mr. Kini has represented a wide range of firms (including banks, securities broker-dealers, insurers and asset managers) and leading industry trade associations on regulatory reform issues, including those arising out of the Dodd-Frank Act, and has assisted clients to participate in the policymaking process before federal regulators. He has helped to create industry coalitions to advocate for regulatory positions and to arrive at consensus interpretations on difficult issues. He also has testified on Dodd-Frank issues before Congress and has represented clients on Dodd-Frank and other matters before the federal banking agencies, the U.S. Securities and Exchange Commission, the Financial Stability Oversight Council and the U.S. Treasury Department and its Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC).
